UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): June 13, 2018
CELLDEX THERAPEUTICS, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware |
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000-15006 |
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13-3191702 |
(State or Other Jurisdiction |
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(Commission File Number) |
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(IRS Employer |
of Incorporation) |
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Identification No.) |
Perryville III Building, 53 Frontage Road, Suite 220, |
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Hampton, New Jersey |
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08827 |
(Address of principal executive offices) |
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(Zip Code) |
Registrants telephone number, including area code: (908) 200-7500
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 5.07. Submission of Matters to a Vote of Security Holders
At the Annual Meeting held on June 13, 2018, our stockholders voted on the four proposals listed below. The proposals are described in detail in the Companys definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on April 30, 2018 (the Proxy Statement). The final results for the votes regarding each proposal are set forth below.
1. Our stockholders elected the following individuals to serve on our board of directors until the annual meeting of stockholders to be held in 2019. The tabulation of votes with respect to the election of such directors was as follows:
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For |
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Withheld |
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Broker |
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Larry Ellberger |
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42,342,422 |
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4,419,653 |
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60,325,738 |
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Anthony S. Marucci |
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42,506,563 |
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4,255,512 |
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60,325,738 |
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Keith L. Brownlie |
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42,777,237 |
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3,984,838 |
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60,325,738 |
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Herbert J. Conrad |
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42,621,261 |
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4,140,814 |
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60,325,738 |
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James J. Marino |
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42,790,643 |
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3,971,432 |
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60,325,738 |
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Gerald McMahon |
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42,767,334 |
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3,994,741 |
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60,325,738 |
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Harry H. Penner, Jr. |
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41,798,085 |
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4,963,990 |
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60,325,738 |
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Karen L. Shoos |
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41,608,859 |
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5,153,216 |
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60,325,738 |
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2. Our stockholders approved the ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2018. The tabulation of votes with respect to this proposal was as follows:
For |
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Against |
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Abstain |
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Broker |
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99,509,234 |
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6,734,194 |
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844,385 |
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3. Our stockholders approved an amendment to the Companys Restated Certificate of Incorporation, as amended, and grant of discretionary authority to the Board of Directors to effect a reverse stock split at any time prior to the date of the 2019 Annual Meeting. The tabulation of votes with respect to this proposal was as follows:
For |
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Against |
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Abstain |
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Broker |
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87,361,515 |
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18,809,417 |
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916,881 |
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4. Our stockholders voted to approve, on an advisory, non-binding basis, the compensation for our named executive officers as disclosed in the Proxy Statement. The tabulation of votes with respect to this proposal was as follows:
For |
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Against |
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Abstain |
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Broker |
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39,975,674 |
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6,036,141 |
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750,260 |
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60,325,738 |
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Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CELLDEX THERAPEUTICS, INC. | |
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By: |
/s/ Sam Martin |
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Name: Sam Martin |
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Title: Senior Vice President, Chief Financial Officer |
Dated: June 14, 2018